Fees and Engagements

0.4% - 1.25% per year

Fees based on assets under our management

Generally we have a $1,000,000 investment minimum

See our fee schedule here

Our team will work with you to provide ongoing asset management, as well as holistic financial planning. We will review your current situation (goals, retirement, investments, estate planning, insurance, taxes, etc.), existing resources, and tolerance for risk. The resulting written plan and investment strategy is tailored to your specific needs and will be designed to meet your overall goals. We will implement your plan and customized investment strategy while providing continuous monitoring, review, and communication.

** For those with less than $1MM of investable assets under our management, we can still be engaged for comprehensive wealth management; however, a separate financial planning engagement will apply.

Our comprehensive wealth management services are conducted in an ongoing planning relationship as long as assets are being managed by our team.

Under this engagement, you will gain a team of experts committed to you every step of the way as you progress through life.

We may be engaged under one or more of the following:

Fees based on assets under our management, up to 1.25%

Flat fees range from $0 - $100,000+

Project-based fees range from $0- $25,000+

Our team will work with your organization to design and implement a plan that meets your objectives. We can be engaged as a 3(38) investment fiduciary to develop an investment policy statement supported by a line-up of world class investment options which are monitored by us on your behalf. We can also be engaged to assist with ERISA compliance and to periodically deliver relevant and engaging education to foster positive retirement outcomes for your plan participants. Additionally, we offer consulting services for those Plan Sponsors who need help managing specific aspects of their company’s retirement plan.

Our Retirement Plan Consulting service is an ongoing planning relationship as long as assets are being managed by our team.

We also offer project-based engagements for a one-time fee.

$5,000 - $25,000 flat fee

Fee is based on the scope and complexity of your situation and needs

We can be engaged to create a holistic financial plan including the audit of all relevant aspects of your current situation (goals, retirement, investments, estate planning, business planning, insurance planning, etc.) The written plan will provide the guidance needed to execute efficient decisions across all aspects of your financial life. We will also help you audit and select the right advisers (CPA, attorneys, etc.) and solutions to implement in your plan.

Financial plans are completed within six months. Beyond that, we can be re-engaged for periodic plan updates or shift to a comprehensive wealth management or insurance planning engagement.

Commission is paid to us by the insurance company on products implemented.

We will work within your existing plan to satisfy elements of risk management, tax deferral, estate liquidity, and business continuity.

Our team will assist in implementing your risk management planning, and periodically revise the coverage as needed.